Free IIA-CIA-Part3 Exam Braindumps

- (Exam Topic 1)
The main reason to establish internal controls in an organization is to:

1. A. Encourage compliance with policies and procedures.
2. B. Safeguard the resources of the organization.
3. C. Ensure the accuracy, reliability, and timeliness of information.
4. D. Provide reasonable assurance on the achievement of objectives.

Correct Answer: D

- (Exam Topic 1)
Which of the following stages of group development is associated with accepting team responsibilities?

1. A. Forming stage.
2. B. Performing stage.
3. C. Norming stage.
4. D. Storming stage.

Correct Answer: C

- (Exam Topic 2)
Which of the following describes the most appropriate set of tests for auditing a workstation's logical access controls?

1. A. Review the list of people with access badges to the room containing the workstation and a log of those who accessed the room.
2. B. Review the password length, frequency of change, and list of users for the workstation's login process.
3. C. Review the list of people who attempted to access the workstation and failed, as well as error messages.
4. D. Review the passwords of those who attempted unsuccessfully to access the workstation and the log of their activity.

Correct Answer: A

- (Exam Topic 1)
Which of the following are typical responsibilities for operational management within a risk management program?
* 1. Implementing corrective actions to address process deficiencies.
* 2. Identifying shifts in the organization's risk management environment.
* 3. Providing guidance and training on risk management processes.
* 4. Assessing the impact of mitigation strategies and activities.

1. A. 1 and 2 only
2. B. 1 and 4 only
3. C. 2 and 3 only
4. D. 3 and 4 only

Correct Answer: B

- (Exam Topic 1)
According to the ISO 14001 standard, which of the following is not included in the requirements for a quality management system?

1. A. Key processes across the entity which impact quality must be identified and included.
2. B. The quality management system must be documented in the articles of incorporation, quality manual, procedures, work instructions, and records.
3. C. Management must review the quality policy, analyze data about quality management system performance, and assess opportunities for improvement and the need for change.
4. D. The entity must have processes for inspections, testing, measurement, analysis, and improvement.

Correct Answer: B